Form D · Private Equity Fund
Siguler Guff BRIC Opportunities Fund III, LP
New York, NY · CIK 0001527232
Offering snapshot reported Apr 11, 2014 · SEC filing
- Reported sold
- $163M Indefinite offering
- Investors reported
- 30 Form D · investor count
- Minimum accepted
- $5M Reported outside-investor minimum
- First sale
- Jul 29, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 11, 2014 | Initial | $162,890,000 | No comparison | 30 | SEC filing |
| Apr 15, 2013 | Initial | $155,350,000 | No comparison | 22 | SEC filing |
| Aug 3, 2012 | Initial | $151,850,000 | No comparison | 19 | SEC filing |
| Apr 3, 2012 | Initial | $132,850,000 | No comparison | 16 | SEC filing |
| Mar 5, 2012 | Amendment | $79,850,000 | $19,600,000vs Aug 10, 2011 | 14 | SEC filing |
| Aug 10, 2011 | Initial | $60,250,000 | No comparison | 10 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-215431
Please note that Siguler Guff BRIC Opportunities Fund III, LP is offered alongside a parallel pooled investment vehicle, Siguler Guff BRIC Opportunities Fund III (T), LP. The aggregate amount sold by both vehicles was $190,000,000.
Siguler Guff Global Markets is a registered broker-dealer acting as placement agent for the Issuer. Certain of its representatives receive compensation indirectly based on the Issuer's fundraising, but no compensation is paid from the offering's proceeds.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| N/A | None | Siguler Guff Global Markets, LLC · CRD 159534 |
Source: Form D, filed Apr 11, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
SIGULER GUFF BRIC OPPORTUNITIES FUND III, LP
Investment adviser: SIGULER GUFF ADVISERS LLC
- Gross asset value
- $32.7M
- Beneficial owners
- 30
- ADV minimum commitment
- $5M
Reported in Form ADV on Mar 25, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
PRICEWATERHOUSECOOPERS, LLP
PCAOB 238
Filing source
Form ADV 2043665 · Mar 25, 2026 · Schedule D 7.B.(1), fund 805-1099136063
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Kenneth Burns | Executive |
| Andrew Joseph Guff | Executive |
| Jay Lee Koh | Executive |
| George William Siguler | Executive |
| N/A Siguler Guff Bric Iii Gp, Llc | Executive |
| N/A Siguler Guff & Company, Lp | Promoter |
| Donald Paul Spencer | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10022