Form D · Other Investment Fund
SIGNATURE PORTFOLIO LLC
Seattle, WA · CIK 0001350428
Offering snapshot reported Sep 18, 2015 · SEC filing
- Reported sold
- $67.7M Indefinite offering
- Investors reported
- 11 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jan 1, 2006 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 18, 2015 | Amendment | $67,704,915 | $0vs Sep 18, 2014 | 11 | SEC filing |
| Sep 18, 2014 | Amendment | $67,704,915 | $4,010,000vs Sep 17, 2013 | 11 | SEC filing |
| Sep 17, 2013 | Amendment | $63,694,915 | $0vs Sep 17, 2012 | 9 | SEC filing |
| Sep 17, 2012 | Amendment | $63,694,915 | $0vs Sep 15, 2011 | 9 | SEC filing |
| Sep 15, 2011 | Amendment | $63,694,915 | $0vs Sep 15, 2010 | 9 | SEC filing |
| Sep 15, 2010 | Amendment | $63,694,915 | $0vs Sep 17, 2009 | 9 | SEC filing |
| Sep 17, 2009 | Amendment | $63,694,915 | No comparison | 9 | SEC filing |
| Jan 17, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-85345
This is a continuous offering.
Source: Form D, filed Sep 18, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
SIGNATURE PORTFOLIO, LLC
Investment adviser: BLACKROCK FINANCIAL MANAGEMENT, INC
- Gross asset value
- $8.73M
- Beneficial owners
- 0
- ADV minimum commitment
- $2M
Reported in Form ADV on Feb 27, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Filing source
Form ADV 1072043 · Feb 27, 2017 · Schedule D 7.B.(1), fund 805-5889389279
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| David N. Barenborg | Executive |
| N/A N/A Black Rock Alternative Advisors (Gen Par), Llc | Executive, Promoter |
| N/A N/A Black Rock Financial Management, Inc. | Executive, Promoter |
| Bart N. Cocales | Executive |
| Mark Everitt | Executive |
| Sherrey L. Luetjen | Executive |
| J. David Matter | Executive |
| J. David Matter | Executive |
| Bryan K. White | Executive |
| Mark Woolley | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Seattle, WA, 98101