Form D · Venture Capital Fund

Signal Peak Ventures III, L.P.

Salt Lake City, UT · CIK 0001706996

Offering snapshot reported Nov 26, 2021 · SEC filing

Reported sold: $153M
Investors reported: 55
Minimum accepted: $0
First sale: May 19, 2017

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 55

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 26, 2021	Amendment	$153,061,224	No comparison	55	SEC filing
May 18, 2017	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-287058

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Equus Financial Consulting LLC	131449

Source: Form D, filed Nov 26, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SIGNAL PEAK VENTURES III, LP

Investment adviser: SIGNAL PEAK VENTURES, LLC

Gross asset value: $501M
Beneficial owners: 59
ADV minimum commitment: $150K

Reported in Form ADV on Mar 26, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ERNST & YOUNG LLC SALT LAKE CITY, Utah, United States

Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No

Marketer EQUUS FINANCIAL CONSULTING LLC NEW CANAAN, Connecticut, United States Related to adviser: No

Marketer FERN CREEK VENTURES SAN FRANCISCO, California, United States Related to adviser: No

Marketer REAL ASSET PARTNERS LONDON, United Kingdom Related to adviser: No

Marketer SUTTON HILL LLC DALLAS, Texas, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

ERNST & YOUNG LLC
PCAOB 42

EQUUS FINANCIAL CONSULTING LLC
CRD 131449 · SEC 8-66467

Filing source

Form ADV 2082783 · Mar 26, 2026 · Schedule D 7.B.(1), fund 805-3397150008

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Signal Peak Ventures II, L.P.	Jun 26, 2015	$59,600,000	7
Signal Peak Ventures III, L.P. (this fund)	Nov 26, 2021	$153,061,224	55
Signal Peak Ventures IV, L.P.	Dec 16, 2021	Yet to sell	0

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Ben Dahl	Director
Ron Heinz	Director
Scott Petty	Director
N/A N/A Signal Peak Ventures Iii, Llc	Director
Brandon Tidwell	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

2755 East Cottonwood Parkway, Suite 520
Salt Lake City, UT, 84121