Form D · Pharmaceuticals
Sigma Pharmaceuticals Ltd
South Croydon, Victoria, C3 · CIK 0001472870
Offering snapshot reported Sep 24, 2009 · SEC filing
- Reported sold
- $18.2M Offering amount: $18.2M
- Investors reported
- 13 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Sep 23, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 24, 2009 | Initial | $18,215,562 | No comparison | 13 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-134695
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Deutsche Bank Securities Inc. | 2525 | Deutsche Bank Securities Inc. · CRD 2525 |
Source: Form D, filed Sep 24, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James Barrie | Executive |
| David S Bayes | Director |
| Geoffrey D W Curlewis | Director |
| Elmo De Alwis | Director |
| Robert Ellis | Executive |
| Ian Finlay | Executive |
| Brian Jamieson | Director |
| Keith Jeffs | Executive |
| Michael Long | Executive |
| Sue Morgan Dethick | Executive |
| Linda B Nicholls | Director |
| William J Scott | Director |
| Mark Smith | Executive |
| John W Stocker Ao | Director |
| Peter Tilley | Executive |
| Jackie Toh | Executive |
| Craig Tomlinson | Executive |
| Steve Waller | Executive |
Issuer details
Industry: Pharmaceuticals (See others in industry)
Address:
96 Merrindale Drive
South Croydon, Victoria, C3, 3136
South Croydon, Victoria, C3, 3136