Form D · Other
Sigma Lithium Resources Inc.
Vancouver, A1 · CIK 0001736935
Offering snapshot reported Apr 11, 2018 · SEC filing
- Reported sold
- $465K Offering amount: $465K
- Investors reported
- 6 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Mar 29, 2018 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 11, 2018 | Initial | $465,180 | No comparison | 6 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- Yes
- Sales commissions
- $27.9K
- Finders' fees
- $0
- Form D file number
- 021-309910
6% cash commission with additional consideration of compensation options equal to 3% of the # of subscription receipts sold at $2.00Cdn per share exercisable for 24 months
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| National Bank of Canada Financial Inc. | 22698 |
Source: Form D, filed Apr 11, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Alvaro Notaroberto Barbosa | Executive |
| Ana Cristina Cabral | Director |
| Tadeu Carneiro | Director |
| Calvyn Gardner | Director, Executive |
| Marcelo Paiva | Executive |
| Itamar Resende | Director |
Issuer details
Industry: Other (See others in industry)
Address:
745 Thurlow Street, Suite 2400
Vancouver, A1, V6E 0C5
Vancouver, A1, V6E 0C5