Form D · Other Technology

Sierra Photonics, Inc.

Livermore, CA · CIK 0001526989

Offering snapshot reported Jun 5, 2014 · SEC filing

Reported sold
$1M
Offering amount: $2.4M
Investors reported
1
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
May 30, 2014
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 5, 2014Initial$1,000,000No comparison1SEC filing
Oct 1, 2013Initial$139,787No comparison3SEC filing
May 30, 2012Initial$2,400No comparison1SEC filing
Aug 1, 2011Initial$7,202,995No comparison1SEC filing

Offering details

Securities
Debt, Option to acquire
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-218625
Convertible Secured Promissory Notes in the aggregate principal amount of up to $2,400,000 and warrants to purchase up to 140,000 shares of Common Stock at an exercise price of $0.01 per share.

Source: Form D, filed Jun 5, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Robert Kramer Director
John Nelson Director
Anthony Ruggiero Director, Executive
Paul Sargis Director
Robert Smith Director
Robert R. Tillman Director, Executive
Kenneth Washington Director

Issuer details

Industry: Other Technology (See others in industry)

Address:
7563 Southfront Road
Livermore, CA, 94551