Form D · Hedge Fund

Sierra Nevada Multi-Strategy Fund, L.L.C.

Reno, NV · CIK 0001174982

Offering snapshot reported Oct 11, 2012 · SEC filing

Reported sold: $33.1M
Investors reported: 62
Minimum accepted: $0
First sale: May 1, 2002

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$32,825,375 → $33,125,375
Reported investors59 → 62

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 11, 2012	Amendment	$33,125,375	$300,000vs Oct 11, 2011	62	SEC filing
Oct 11, 2011	Amendment	$32,825,375	$365,000vs Oct 12, 2010	59	SEC filing
Oct 12, 2010	Amendment	$32,460,375	No comparison	59	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-44347

Source: Form D, filed Oct 11, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SIERRA NEVADA MULTI-STRATEGY FUND LLC

Investment adviser: SCHULTZ FINANCIAL GROUP INCORPORATED

Gross asset value: $1.01M
Beneficial owners: 36
ADV minimum commitment: $100K

Reported in Form ADV on Mar 29, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MICHAEL J. LICCAR & COMPANY CHICAGO, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor RSM US LLP CHICAGO, Illinois, United States

Custodian PACIFIC WESTERN BANK SAN DIEGO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 971555 · Mar 29, 2016 · Schedule D 7.B.(1), fund 805-5471322609

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Kristina E. Mc Cabe	Executive
Russell C. Schultz	Executive
Vicki P. Schultz	Executive
N/A Schultz Financial Group Inc.	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

10765 Double R Blvd. Suite 200
Reno, NV, 89521