Form D · Hedge Fund

Sierra Europe QP, L.P.

New York, NY · CIK 0001545459

Offering snapshot reported Sep 22, 2014 · SEC filing

Reported sold: $27.4M
Investors reported: 8
Minimum accepted: $1M
First sale: Apr 1, 2012

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$26,581,102 → $27,406,102

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 22, 2014	Amendment	$27,406,102	$825,000vs Sep 24, 2013	8	SEC filing
Sep 24, 2013	Amendment	$26,581,102	$19,550,000vs Apr 11, 2012	8	SEC filing
Sep 24, 2012	Amendment	$10,331,102	$3,300,000vs Apr 11, 2012	3	SEC filing
Apr 11, 2012	Initial	$7,031,102	No comparison	1	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-176552

The entity listed in Item 12 is paid directly or indirectly commissions or similar sales compensation equal to a percentage of the fee paid to the General Partner, or its affiliate, from the assets under managerment.

Sales compensation recipients

Scroll to see all columns →

Recipient	CRD	Associated broker-dealer
None	None	Hedge Harbor, Inc. · CRD 44324

Source: Form D, filed Sep 22, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SIERRA EUROPE QP, LP

Investment adviser: SIERRA GLOBAL MANAGEMENT, LLC

Gross asset value: $39.4M
Beneficial owners: 5
ADV minimum commitment: $1M

Reported in Form ADV on Mar 30, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG GRAND CAYMAN, Cayman Islands

Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No

Custodian JPMORGAN NEW YORK, New York, United States Related to adviser: No

Marketer CUTTONE & CO., INC. NEW YORK, New York, United States Related to adviser: No

Marketer HEDGE HARBOR INC. NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GOLDMAN, SACHS & CO.
SEC 8-129

CUTTONE & CO., INC.
CRD 33038 · SEC 8-31461

HEDGE HARBOR INC.
CRD 44324 · SEC 8-50629

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Filing source

Form ADV 902187 · Mar 30, 2015 · Schedule D 7.B.(1), fund 805-7090802167

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Charles F. Michaels	Executive
Craig J. Peretz	Executive, Promoter
Sierra Global Associates, L.L.C.	Executive, Promoter
Sierra Global Management, L.L.C.	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Sierra Global Management, L.L.C. 126 East 56 Th Street, 18 Th Floor
New York, NY, 10022