Form D · Hedge Fund

Sierra Climate LS, L.P.

New York, NY · CIK 0001496289

Offering snapshot reported Aug 30, 2023 · SEC filing

Reported sold
$228M
Indefinite offering
Investors reported
127
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Oct 1, 1996
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$114M$228MSep 10, 2021: $227,605,730.00Sep 10, 2021Sep 6, 2022: $227,605,730.00Sep 6, 2022Aug 30, 2023: $227,605,730.00Aug 30, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 30, 2023Amendment$227,605,730$0vs Sep 6, 2022127SEC filing
Sep 6, 2022Amendment$227,605,730$0vs Sep 10, 2021127SEC filing
Sep 10, 2021Amendment$227,605,730No comparisonNot reportedSEC filing
Sep 11, 2020Amendment$227,458,730$625,000vs Sep 12, 2019127SEC filing
Sep 12, 2019Amendment$226,833,730$275,000vs Sep 12, 2018125SEC filing
Sep 12, 2018Amendment$226,558,730$0vs Sep 12, 2017125SEC filing
Sep 12, 2017Amendment$226,558,730$10,604,323vs Sep 14, 2016125SEC filing
Sep 14, 2016Amendment$215,954,407$1,540,575vs Sep 22, 2015125SEC filing
Sep 22, 2015Amendment$214,413,832$5,589,229vs Sep 22, 2014120SEC filing
Sep 22, 2014Amendment$208,824,603$0vs Sep 24, 2013118SEC filing
Sep 24, 2013Amendment$208,824,603$2,150,000vs Aug 1, 2012118SEC filing
Sep 24, 2012Amendment$206,974,603$300,000vs Aug 1, 201242SEC filing
Aug 1, 2012Amendment$206,674,603$2,000,000vs Aug 1, 201141SEC filing
Aug 1, 2011Amendment$204,674,603$250,000vs Aug 2, 201050SEC filing
Aug 2, 2010Initial$204,424,603No comparison106SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-145805
The recipients listed in Item 12 are paid an amount equal to a percentage of the management fee paid to the Investment Manager (or its affiliate) attributable to certain assets under management and/or the incentive allocation.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Monitor Capital, LLC146087
Capital Growth Securities LLC41847
Kara Leehive Edgar4428018Triad Securities Corp · CRD 11363

Source: Form D, filed Aug 30, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SIERRA EUROPE, L.P.

Investment adviser: SIERRA GLOBAL MANAGEMENT, LLC

Gross asset value
$36.6M
Beneficial owners
20
ADV minimum commitment
$1M

Reported in Form ADV on Mar 15, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands
Custodian NORTHERN TRUST CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LTD.
PCAOB 1655

Filing source

Form ADV 1270686 · Mar 15, 2019 · Schedule D 7.B.(1), fund 805-3246927308

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Charles F. Michaels Executive
Craig J. Peretz Executive
Sierra Global Associates, L.L.C. Executive
Sierra Global Management, L.L.C. Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Sierra Global Associates L.L.C. 135 E 57 Th St 11 Th Floor
New York, NY, 10022