Form D · Investing

Sierra Capital Investments LP

Radnor, PA · CIK 0001721534

Offering snapshot reported Nov 21, 2017 · SEC filing

Reported sold: $5.68M
Investors reported: 22
Minimum accepted: $100K
First sale: Aug 1, 2017

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 21, 2017	Initial	$5,675,000	No comparison	22	SEC filing

Offering details

Securities: Equity
Exemptions: 06b
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-299313

Source: Form D, filed Nov 21, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SIERRA CAPITAL INVESTMENTS, LP

Investment adviser: HORTON CAPITAL MANAGEMENT, LLC

Gross asset value: $8.27M
Beneficial owners: 25
ADV minimum commitment: $100K

Reported in Form ADV on Jun 29, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator OPUS FUND SERVICES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORNTON LLP PHILADELPHIA, Pennsylvania, United States

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Marketer BUTLER CAPITAL PARTNERS OLD WESTBURY, New York, United States Related to adviser: No

Prime broker D.A. DAVIDSON & CO. GREAT FALLS, Montana, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GRANT THORNTON LLP
PCAOB 248

GOLDMAN SACHS & CO. LLC
SEC 8-129

BUTLER CAPITAL PARTNERS
CRD 114242 · SEC 8-53413

D.A. DAVIDSON & CO.
CRD 199 · SEC 8-2399

Filing source

Form ADV 1439232 · Jun 29, 2020 · Schedule D 7.B.(1), fund 805-3395369965

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
James A. Dunn, Jr.	Executive
N/A Maplewood Global Partners, Llc	Director, Promoter
N/A Maplewood Llc	Director, Promoter
Darren C. Wallis	Director

Issuer details

Industry: Investing (See others in industry)

Address:

555 E. Lancaster Avenue Suite 520
Radnor, PA, 19087