Form D · Commercial Banking
SIERRA BANCORP
Porterville, CA · CIK 0001130144
Offering snapshot reported Oct 6, 2021 · SEC filing
- Reported sold
- $50M Offering amount: $50M
- Investors reported
- 28 Form D · investor count
- Minimum accepted
- $2K Reported outside-investor minimum
- First sale
- Sep 24, 2021 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$50,000 → $50,000,000
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 6, 2021 | Amendment | $50,000,000 | $49,950,000vs Oct 5, 2021 | 28 | SEC filing |
| Oct 5, 2021 | Initial | $50,000 | No comparison | 28 | SEC filing |
| Sep 2, 2009 | Initial | $21,285,000 | No comparison | 16 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $750K
- Finders' fees
- $0
- Form D file number
- 021-415652
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Keefe, Bruyette & Woods, Inc. | 481 |
Source: Form D, filed Oct 6, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Susan Abundas | Director |
| Albert Berra | Director |
| Hugh Boyle | Executive |
| Julie Castle | Director |
| Vonn Christenson | Director |
| Laurence Dutto | Director |
| Robert L. Fields | Director |
| James F. Gardunio | Executive |
| James Holly | Director |
| Jennifer Johnson | Executive |
| Vincent L. Jurkovich | Director |
| Kevin Mc Phaill | Director, Executive |
| Michael Olague | Executive |
| Lynda Scearcy | Director |
| Kenneth R. Taylor | Executive |
| Morris Tharp | Director |
| Robert H. Tienken | Director |
| Christopher Treece | Executive |
| Gordon Woods | Director |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:Porterville, CA, 93257