Form D · Other Banking and Financial Services
Sierra AFI LLC
Dallas, TX · CIK 0001557169
Offering snapshot reported May 21, 2013 · SEC filing
- Reported sold
- $50.7M Indefinite offering
- Investors reported
- 13 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Aug 15, 2012 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$15,685,000 → $50,685,000
- Reported investors4 → 13
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 21, 2013 | Amendment | $50,685,000 | $35,000,000vs Aug 29, 2012 | 13 | SEC filing |
| Aug 29, 2012 | Initial | $15,685,000 | No comparison | 4 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06, 3C, 3C.1, 3C.7
- Duration over one year
- Yes
- Business combination
- Yes
- Sales commissions
- $0
- Finders' fees
- $750K
- Form D file number
- Not reported
Sierra AFI LLC, Sierra AV 2012-01 LLC and Emerald Investor 2012-01 LLC have collectively sold $50,685,000 in limited liability company interests.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| CRT Capital Group LLC | 28830 |
Source: Form D, filed May 21, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| William Beebe | Executive |
| Stephen Case | Director |
| Neil Cohen | Director |
| Charles Collins | Director |
| Samuel Ellis | Director |
| Christopher Mahanna | Executive |
| John Moody | Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:Dallas, TX, 75244