Form D · Other
SIEBERT CISNEROS SHANK FINANCIAL, LLC
New York, NY · CIK 0001653156
Offering snapshot reported Oct 28, 2016 · SEC filing
- Reported sold
- $357K Offering amount: $357K
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $500K Reported outside-investor minimum
- First sale
- Oct 13, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 28, 2016 | Initial | $357,359 | No comparison | 0 | SEC filing |
| Sep 15, 2015 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 05
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-273460
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| NONE | None |
Source: Form D, filed Oct 28, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Henry G Cisneros | Director, Executive |
| Robert P Mazzarella | Director |
| Suzanne F Shank | Director, Executive |
Issuer details
Industry: Other (See others in industry)
Address:
100 Wall Street 18 Th Floor
New York, NY, 10005
New York, NY, 10005