Form D · Commercial

Sica Convergence Hampshire Real Estate Fund, LLC

Morristown, NJ · CIK 0001573088

Offering snapshot reported Mar 27, 2013 · SEC filing

Reported sold
$2.69M
Indefinite offering
Investors reported
18
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Sep 7, 2012
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 27, 2013Initial$2,693,513No comparison18SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-194012

Source: Form D, filed Mar 27, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SICA CONVERGENCE HAMPSHIRE REAL ESTATE FUND, LLC

Investment adviser: FIMCO, LLC

Gross asset value
$3.48M
Beneficial owners
19
ADV minimum commitment
$1M

Reported in Form ADV on Jun 13, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor COHNREZNICK LLP ROSELAND, New Jersey, United States
Custodian TD BANK MAHWAH, New Jersey, United States Related to adviser: No
Marketer SICA WEALTH MANAGEMENT, LLC MORRISTOWN, New Jersey, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

SICA WEALTH MANAGEMENT, LLC
CRD 153625 · SEC 801-71359

Filing source

Form ADV 829540 · Jun 13, 2014 · Schedule D 7.B.(1), fund 805-4505923043

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jon F Hanson Executive
Deborah H Imperatore Executive

Issuer details

Industry: Commercial (See others in industry)

Address:
83 South Street
Morristown, NJ, 07960