Form D · Private Equity Fund
Short Vincent Partners III(A), L.P.
Beachwood, OH · CIK 0001560098
Offering snapshot reported Nov 22, 2013 · SEC filing
- Reported sold
- $8.73M Offering amount: $8.73M
- Investors reported
- 18 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Sep 30, 2012 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$7,620,000 → $8,730,000
- Reported investors12 → 18
- Minimum accepted$200,000 → $0
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 22, 2013 | Amendment | $8,730,000 | $1,110,000vs Oct 16, 2012 | 18 | SEC filing |
| Oct 16, 2012 | Initial | $7,620,000 | No comparison | 12 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-185594
Source: Form D, filed Nov 22, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
SHORT VINCENT PARTNERS III(A), LP
Investment adviser: CAPITALWORKS, LLC
- Gross asset value
- $3.63K
- Beneficial owners
- 12
- ADV minimum commitment
- $100K
Reported in Form ADV on Mar 26, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- No
- External marketing
- No
Filing source
Form ADV 700085 · Mar 26, 2013 · Schedule D 7.B.(1), fund 805-4969689519
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Mikel B. Harding | Executive |
| Richard R. Hollington Iii | Executive |
| Capital Works Svp Iii, Llc | Promoter |
| Todd Martin | Executive |
| Robert G. Mc Creary Iii | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Beachwood, OH, 44122