Form D · Other Investment Fund

Short Government/Credit Fund

New York, NY · CIK 0001517144

Offering snapshot reported Jan 28, 2021 · SEC filing

Reported sold
$859M
Indefinite offering
Investors reported
9
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Mar 25, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$430M$859MApr 8, 2011: $364,714,819.00Apr 8, 2011Apr 6, 2012: $829,898,809.00Nov 26, 2012: $838,487,151.00Nov 26, 2013: $838,487,151.00Nov 26, 2014: $838,487,151.00Nov 20, 2015: $857,374,171.00Nov 21, 2016: $857,374,171.00Nov 21, 2017: $857,374,171.00Nov 21, 2018: $857,374,171.00Nov 21, 2019: $859,412,824.00Nov 23, 2020: $859,412,824.00Jan 28, 2021: $859,412,824.00Jan 28, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 28, 2021Amendment$859,412,824$0vs Nov 23, 20209SEC filing
Nov 23, 2020Amendment$859,412,824$0vs Nov 21, 20199SEC filing
Nov 21, 2019Amendment$859,412,824$2,038,653vs Nov 21, 20189SEC filing
Nov 21, 2018Amendment$857,374,171$0vs Nov 21, 20179SEC filing
Nov 21, 2017Amendment$857,374,171$0vs Nov 21, 20169SEC filing
Nov 21, 2016Amendment$857,374,171$0vs Nov 20, 20159SEC filing
Nov 20, 2015Amendment$857,374,171$18,887,020vs Nov 26, 20149SEC filing
Nov 26, 2014Amendment$838,487,151$0vs Nov 26, 20139SEC filing
Nov 26, 2013Amendment$838,487,151$0vs Nov 26, 20129SEC filing
Nov 26, 2012Amendment$838,487,151$8,588,342vs Apr 6, 20129SEC filing
Apr 6, 2012Amendment$829,898,809$465,183,990vs Apr 8, 20118SEC filing
Apr 8, 2011Initial$364,714,819No comparison4SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-158066
Total aggregate sales amount is $859,412,824.33.
Commingled Investment Trust Interests

Source: Form D, filed Jan 28, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No matching detailed fund disclosure was found in the latest imported ADV filings. This does not establish that the issuer has no adviser.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John Axtell Executive
Glen Casey Executive
Kenneth Cawley Executive
Joseph Cipolla Executive
Adam Clark Executive
Jesse Cole Executive
Joseph Cortese Executive
Brian Dillon Executive
Linda T. Gibson Director
N/A Goldman Sachs Trust Company, N.A. Promoter
Joan R. Gulinello Executive
Walter Haydock Executive
Erik Karpinski Executive
Mary J. Kirby Director
Karen F. Kupferberg Director
Adam Lane Executive
Vincent Manning Executive
Robert D. Mc Dorman, Jr. Director
Scott Mc Hugh Executive
Stacey Mullaney Executive
N/A Old Mutual Asset Management Trust Co Promoter
Robert E. Patterson Director
Ruth E. Paul Executive
Peter L. Rollins Director
Marc Romanoff Executive
Rachel Schnoll Executive
Stephen T. Scott Director
Katelyn Seager Executive
Norborne Gee Smith Executive
David H. Smith Director
Kenneth Topping Executive
Virginia M. Turner Executive
Michael Twohig Executive
Greg Wilson Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
200 West Street
New York, NY, 10282-2198
Phone: 212-902-1000