Form D · Other Real Estate
Shopoff Secured 9 PCT Interest Fund, LLC
Irvine, CA · CIK 0001974763
Offering snapshot reported Aug 16, 2023 · SEC filing
- Reported sold
- Yet to sell Offering amount: $11.2M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 16, 2023 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Aug 14, 2023 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Aug 8, 2023 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Jul 28, 2023 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Jul 27, 2023 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| May 5, 2023 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Apr 21, 2023 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $400K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-479680
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Shopoff Securities Inc. | 142866 | Shopoff Securities Inc. · CRD 142866 |
| The Strategic Financial Alliance | 126514 | The Strategic Financial Alliance · CRD 126514 |
Source: Form D, filed Aug 16, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Mark Schultz | Executive |
| William A Shopoff | Executive |
| Jennifer Welker | Executive |
Issuer details
Industry: Other Real Estate (See others in industry)
Address:
18565 Jamboree Rd., Ste. 200
Irvine, CA, 92612
Irvine, CA, 92612