Form D · Other Real Estate
Shopoff DLV QOZ Fund, LLC
Irvine, CA · CIK 0001830932
Offering snapshot reported Feb 28, 2023 · SEC filing
- Reported sold
- Yet to sell Offering amount: $186M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $250K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 28, 2023 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Dec 22, 2022 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Oct 14, 2022 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Sep 9, 2022 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Aug 1, 2022 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Jul 15, 2022 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Jun 7, 2022 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Jun 3, 2022 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| May 31, 2022 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Apr 26, 2022 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Apr 22, 2022 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Mar 21, 2022 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Mar 18, 2022 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Mar 2, 2022 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Feb 11, 2022 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Jan 12, 2022 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Dec 14, 2021 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Dec 14, 2021 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Nov 30, 2021 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Oct 5, 2021 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Sep 17, 2021 | Amendment | Yet to sell | No comparison | Not reported | SEC filing |
| Sep 2, 2021 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Jun 30, 2021 | Amendment | Yet to sell | No comparison | Not reported | SEC filing |
| Jun 11, 2021 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Jun 2, 2021 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| May 10, 2021 | Amendment | Yet to sell | No comparison | Not reported | SEC filing |
| Mar 9, 2021 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Mar 5, 2021 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Mar 4, 2021 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Feb 12, 2021 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Jan 8, 2021 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Dec 18, 2020 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Dec 9, 2020 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Dec 7, 2020 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Nov 24, 2020 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Nov 3, 2020 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06c
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $13.7M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-379520
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Shopoff Securities Inc. | 142866 | Shopoff Securities Inc. · CRD 142866 |
| BOUSTEAD SECURITIES, LLC | 141391 | BOUSTEAD SECURITIES, LLC · CRD 141391 |
| Innovation Partners LLC | 146344 | Innovation Partners LLC · CRD 146344 |
| IBN Financial Services, Inc. | 42360 | IBN Financial Services, Inc. · CRD 42360 |
| Oak Tree Securities, Inc. | 18126 | Oak Tree Securities, Inc. · CRD 18126 |
| Infinity Financial Services | 144302 | Infinity Financial Services · CRD 144302 |
| Kalos Capital, Inc. | 44337 | Kalos Capital, Inc. · CRD 44337 |
| IFP SECURITIES, LLC | 297287 | IFP SECURITIES, LLC · CRD 297287 |
| Patrick Capital Markets | 16518 | Patrick Capital Markets · CRD 16518 |
| Saxony Securities, Inc. | 115547 | Saxony Securities, Inc. · CRD 115547 |
| Ni Advisors | 134502 | Ni Advisors · CRD 134502 |
| World Equity Group, Inc. | 29087 | World Equity Group, Inc. · CRD 29087 |
| International Assets Advisory, LLC | 10645 | International Assets Advisory, LLC · CRD 10645 |
| MHL INVESTMENTS | 2535 | MHL INVESTMENTS · CRD 2535 |
| THIRD SEVEN CAPITAL LLC | 160209 | THIRD SEVEN CAPITAL LLC · CRD 160209 |
| Nobles & Richards, Inc. | 146870 | Nobles & Richards, Inc. · CRD 146870 |
| Arkadios Capital | 282710 | Arkadios Capital · CRD 282710 |
| ShareNett Securities LLC | 151011 | ShareNett Securities LLC · CRD 151011 |
| LifeMark Securities Corp. | 16204 | LifeMark Securities Corp. · CRD 16204 |
| D.H. Hill Securities, LLLP | 41528 | D.H. Hill Securities, LLLP · CRD 41528 |
| Wealthforge Securities, LLC | 152550 | Wealthforge Securities, LLC · CRD 152550 |
Source: Form D, filed Feb 28, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Schultz Mark | Executive |
| Edward Morrell | Executive |
| William Shopoff | Executive |
Issuer details
Industry: Other Real Estate (See others in industry)
Address:
2 Park Plaza, Suite 770
Irvine, CA, 92614
Irvine, CA, 92614