Form D · Hedge Fund

Shoals Financials Opportunity Fund, LP

Arlington, VA · CIK 0001724250

Offering snapshot reported Feb 3, 2020 · SEC filing

Reported sold: $150M
Investors reported: 10
Minimum accepted: $250K
First sale: Feb 1, 2018

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 3, 2020	Amendment	$149,743,000	$0vs Feb 6, 2019	10	SEC filing
Feb 6, 2019	Amendment	$149,743,000	$139,468,000vs Feb 6, 2018	10	SEC filing
Feb 6, 2018	Initial	$10,275,000	No comparison	4	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $30.1K
Finders' fees: $0
Form D file number: 021-304878

A portion of management fees earned by the Investment Manager.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
N.A. Investcorp LLC	134162
Zanbato Securities LLC	279028

Source: Form D, filed Feb 3, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Jeffrey Hinkle	Executive
Shoals Capital Management L.P.	Executive
Shoals Financials Opportunity Gp, Llc	Executive
Raymond A. Waterhouse, Jr.	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1010 North Glebe Road, Suite 730
Arlington, VA, 22201