Form D · Residential
Sherman Real Estate Fund IX, LLC
Deerfield, IL · CIK 0001513718
Offering snapshot reported May 3, 2011 · SEC filing
- Reported sold
- $34.7M Offering amount: $60M
- Investors reported
- 136 Form D · investor count
- Minimum accepted
- $500K Reported outside-investor minimum
- First sale
- Apr 26, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 3, 2011 | Initial | $34,680,000 | No comparison | 136 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06, 3C, 3C.5
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-159195
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| BES Apartments IX, LLC | None |
Source: Form D, filed May 3, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Mark J Putterman | Director, Executive, Promoter |
| David A Sherman | Director, Executive, Promoter |
Issuer details
Industry: Residential (See others in industry)
Address:
500 Lake Cook Road Suite 280
Deerfield, IL, 60015
Deerfield, IL, 60015