Form D · Hedge Fund

Shepherd Investments International Ltd

St. Francis, WI · CIK 0001415322

Offering snapshot reported Apr 6, 2012 · SEC filing

Reported sold
$2.8B
Indefinite offering
Investors reported
280
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Jul 1, 1995
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.4B$2.8BFeb 26, 2009: $2,740,821,617.00Feb 26, 2009Mar 9, 2010: $2,745,516,617.00Mar 9, 2010Apr 6, 2011: $2,795,672,617.00Apr 6, 2011Apr 6, 2012: $2,795,926,175.00Apr 6, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,795,672,617 → $2,795,926,175

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 6, 2012Amendment$2,795,926,175$253,558vs Apr 6, 2011280SEC filing
Apr 6, 2011Amendment$2,795,672,617$50,156,000vs Mar 9, 2010280SEC filing
Mar 9, 2010Amendment$2,745,516,617$4,695,000vs Feb 26, 2009270SEC filing
Feb 26, 2009Amendment$2,740,821,617No comparisonNot reportedSEC filing
Oct 11, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-109789

Source: Form D, filed Apr 6, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SHEPHERD INVESTMENTS INTERNATIONAL, LTD.

Investment adviser: STARK & ROTH LLC

Gross asset value
$71.8M
Beneficial owners
423
ADV minimum commitment
$5M

Reported in Form ADV on Jun 6, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator U.S. BANCORP FUND SERVICES, LLC MILWAUKEE, Wisconsin, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No
Auditor BAKER TILLY VIRCHOW KRAUSE, LLP MILWAUKEE, Wisconsin, United States
Custodian BANK OF AMERICA, N.A. CHARLOTTE, North Carolina, United States Related to adviser: No
Custodian U.S. BANK NATIONAL ASSOCIATION CINCINNATI, Ohio, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BAKER TILLY VIRCHOW KRAUSE, LLP
PCAOB 23

Filing source

Form ADV 1219252 · Jun 6, 2018 · Schedule D 7.B.(1), fund 805-3630541186

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Michael A Roth Executive
Brian J Stark Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
3600 South Lake Drive
St. Francis, WI, 53235-3716