Form D · Hedge Fund

Shepherd Guardian Fund Ltd.

St. Francis, WI · CIK 0001519212

Offering snapshot reported May 10, 2011 · SEC filing

Reported sold
Yet to sell
Indefinite offering
Investors reported
0
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Yet to occur
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 10, 2011InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-159521

Source: Form D, filed May 10, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SHEPHERD GUARDIAN FUND, LTD.

Investment adviser: STARK & ROTH LLC

Gross asset value
$6.61M
Beneficial owners
8
ADV minimum commitment
$5M

Reported in Form ADV on Jun 6, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator U.S. BANCORP FUND SERVICES, LLC MILWAUKEE, Wisconsin, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No
Auditor BAKER TILLY VIRCHOW KRAUSE, LLP MILWAUKEE, Wisconsin, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No

BAKER TILLY VIRCHOW KRAUSE, LLP
PCAOB 23

Filing source

Form ADV 1219252 · Jun 6, 2018 · Schedule D 7.B.(1), fund 805-7268472594

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Graham H Cook Director
Ernest A Morrison Director
Michael Roth Executive
Brian Stark Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
3600 South Lake Drive
St. Francis, WI, 53235-3716