Form D · Other

Underground Enterprises, Inc.

San Francisco, CA · CIK 0001576432

Offering snapshot reported Sep 21, 2016 · SEC filing

Reported sold
$2.67M
Offering amount: $3.5M
Investors reported
68
Form D · investor count
Minimum accepted
$20K
Reported outside-investor minimum
First sale
Apr 15, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.33M$2.67MMay 10, 2013: $100,000.00May 10, 2013Sep 21, 2016: $2,667,597.00Sep 21, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$100,000 → $2,667,597
  • Reported investors1 → 68
  • Minimum accepted$0 → $20,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 21, 2016Amendment$2,667,597$2,567,597vs May 10, 201368SEC filing
May 10, 2013Initial$100,000No comparison1SEC filing

Offering details

Securities
Debt, Option to acquire, Security to be acquired
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$9.28K (estimated)
Finders' fees
$0
Form D file number
021-196250
Sales commissions are 3.5% of funds received.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
CircleUp Network, Inc.161785CircleUp Network, Inc. · CRD 161785

Source: Form D, filed Sep 21, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jeffrey Shaw Director, Executive

Issuer details

Industry: Other (See others in industry)

Address:
580 Howard Street, #500
San Francisco, CA, 94105