Form D · Private Equity Fund
SHARB Investors LP
New York, NY · CIK 0001854049
Offering snapshot reported Mar 29, 2021 · SEC filing
- Reported sold
- $15M Indefinite offering
- Investors reported
- 5 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Nov 24, 2020 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 29, 2021 | Initial | $15,000,000 | No comparison | 5 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-393923
Source: Form D, filed Mar 29, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
SHARB INVESTORS LP
Investment adviser: WATERFALL ASSET MANAGEMENT, LLC
- Gross asset value
- $5.06M
- Beneficial owners
- 6
- ADV minimum commitment
- $1M
Reported in Form ADV on Jul 23, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
DELOITTE & TOUCHE LLP
PCAOB 34
NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30
Filing source
Form ADV 2120325 · Jul 23, 2026 · Schedule D 7.B.(1), fund 805-7340978547
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Tom Buttacavoli | Executive |
| Tom Capasse | Executive |
| John Nelligan | Executive |
| Kenneth Nick | Executive |
| Jack Ross | Director, Executive |
| Alain Toto | Executive |
| N/A Waterfall Asset Management, Llc | Executive |
| N/A Waterfall Sentinel Gp Llc | Promoter |
| Gene Weil | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10020