Form D · Hedge Fund

Shannon River Partners II, LP

New York, NY · CIK 0001301840

Offering snapshot reported Oct 7, 2020 · SEC filing

Reported sold
$732M
Indefinite offering
Investors reported
156
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 15, 2004
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$366M$732MMar 13, 2009: $214,147,000.00Mar 13, 2009Mar 26, 2010: $232,747,000.00Oct 3, 2011: $238,112,000.00Oct 3, 2012: $572,726,501.00Oct 3, 2013: $497,646,095.00Oct 3, 2014: $724,137,225.00Oct 5, 2015: $730,463,399.00Oct 5, 2016: $731,313,400.00Oct 5, 2017: $731,563,400.00Oct 5, 2018: $731,563,400.00Oct 7, 2019: $731,563,400.00Oct 7, 2020: $731,563,400.00Oct 7, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 7, 2020Amendment$731,563,400$0vs Oct 7, 2019156SEC filing
Oct 7, 2019Amendment$731,563,400$0vs Oct 5, 2018156SEC filing
Oct 5, 2018Amendment$731,563,400$0vs Oct 5, 2017156SEC filing
Oct 5, 2017Amendment$731,563,400$250,000vs Oct 5, 2016156SEC filing
Oct 5, 2016Amendment$731,313,400$850,001vs Oct 5, 2015156SEC filing
Oct 5, 2015Amendment$730,463,399$6,326,174vs Oct 3, 2014156SEC filing
Oct 3, 2014Amendment$724,137,225$226,491,130vs Oct 3, 2013155SEC filing
Oct 3, 2013Amendment$497,646,095-$75,080,406vs Oct 3, 201249SEC filing
Oct 3, 2012Amendment$572,726,501$334,614,501vs Oct 3, 201157SEC filing
Oct 3, 2011Amendment$238,112,000$5,365,000vs Mar 26, 201026SEC filing
Mar 26, 2010Amendment$232,747,000$18,600,000vs Mar 13, 200922SEC filing
Mar 13, 2009Initial$214,147,000No comparisonNot reportedSEC filing
Mar 13, 2009Amendment$214,147,000No comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0
Form D file number
021-127856
Firms listed in Item 12 receive fees from the Investment Manager and/or General Partner calculated as a percentage of their management fees and/or performance allocations, as applicable, for investors introduced by the applicable firm.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
J.P. Morgan Securities LLC79
Far Hills Group, LLC32243
Stifel, Nicolaus & Company, Incorporated793
Barclays Capital Inc and Barclays Bank PLC19714

Source: Form D, filed Oct 7, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SHANNON RIVER PARTNERS II, LP

Investment adviser: SHANNON RIVER FUND MANAGEMENT, LLC

Gross asset value
$294M
Beneficial owners
40
ADV minimum commitment
$1M

Reported in Form ADV on Mar 26, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL FUND SERVICES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BDO SEIDMAN NEW YORK, New York, United States
Custodian BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Marketer BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No
Marketer FAR HILLS GROUP, LLC. NEW YORK, New York, United States Related to adviser: No
Marketer J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

BNP PARIBAS PRIME BROKERAGE, INC.
SEC 8-40490

GOLDMAN, SACHS & CO.
SEC 8-129

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 801-69700

FAR HILLS GROUP, LLC.
CRD 32243 · SEC 8-45675

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 801-3702

BNP PARIBAS PRIME BROKERAGE, INC.
CRD 24962 · SEC 8-40490

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Filing source

Form ADV 707398 · Mar 26, 2013 · Schedule D 7.B.(1), fund 805-3041381035

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Spencer M Waxman Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
850 Third Avenue, 13 Th Floor
New York, NY, 10022