Form D · Other Investment Fund
Shamrock Securities Fund, L.P.
Bixby, OK · CIK 0001616319
Offering snapshot reported Aug 11, 2014 · SEC filing
- Reported sold
- $0 Indefinite offering
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Aug 8, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 11, 2014 | Initial | $0 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-222608
No Finder's Fee or Sales Commission
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| N/A | None | N/A |
Source: Form D, filed Aug 11, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
SHAMROCK SECURITIES FUND
Investment adviser: THE FIVE ELEMENT GROUP LLC
- Gross asset value
- $250K
- Beneficial owners
- 5
- ADV minimum commitment
- $50K
Reported in Form ADV on Mar 11, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- No
- External marketing
- No
Filing source
Form ADV 886565 · Mar 11, 2015 · Schedule D 7.B.(1), fund 805-6382769151
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Anthony Jaccaruni | Promoter |
| Sudhir Mulpuru | Promoter |
| Surendra Raju | Promoter |
| The Five Element Group Llc The Five Element Group Llc | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Bixby, OK, 74008