Form D · Private Equity Fund

SGT Financials Recovery Fund L.P.

New York, NY · CIK 0001500827

Offering snapshot reported Sep 23, 2010 · SEC filing

Reported sold: $59M
Investors reported: 2
Minimum accepted: $0
First sale: Aug 9, 2010

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 23, 2010	Initial	$59,000,000	No comparison	2	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-148103

Source: Form D, filed Sep 23, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SGT FINANCIALS RECOVERY FUND, L.P.

Investment adviser: TIPTREE ADVISORS, LLC

Gross asset value: $4.94M
Beneficial owners: 3
ADV minimum commitment: $5M

Reported in Form ADV on Jun 10, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator THE BACK OFFICE SERVICES GROUP, LLC HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes

Auditor GRANT THORNTON, LLP NEW YORK, New York, United States

Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Marketer MARINER GROUP CAPITAL MARKETS, INC. HARRISON, New York, United States Related to adviser: Yes

Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

Filing source

Form ADV 741999 · Jun 10, 2013 · Schedule D 7.B.(1), fund 805-6404560713

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Michael Barnes	Executive
Arif Inayatullah	Executive
Tricadia Financials Gp, Llc Tricadia Financials Gp, Llc	Executive
Tricadia Gp Holdings, Llc Tricadia Gp Holdings, Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

780 Third Avenue 29 Th Floor
New York, NY, 10017