Form D · Construction
SG BLOCKS, INC.
New York, NY · CIK 0001505441
Offering snapshot reported Jan 13, 2011 · SEC filing
- Reported sold
- $2.88M Offering amount: $5M
- Investors reported
- 21 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Oct 29, 2010 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$2,125,000 → $2,875,000
- Reported investors15 → 21
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 13, 2011 | Amendment | $2,875,000 | $750,000vs Nov 12, 2010 | 21 | SEC filing |
| Nov 12, 2010 | Initial | $2,125,000 | No comparison | 15 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $201K
- Finders' fees
- $0
- Form D file number
- 021-150395
In addition to the $201,250.00 in commissions, the issuer was required to pay a non-accountable expense allowance of $70,000.00 to the Placement Agent.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Ladenburg Thalmann & Co. | None |
Source: Form D, filed Jan 13, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Stevan Armstrong | Director, Executive |
| David Cross | Executive |
| Paul M. Galvin | Director, Executive |
| Bernard Huger | Director |
| Jennifer Strumingher | Director, Executive |
| Joseph Tacopina | Director |
Issuer details
Industry: Construction (See others in industry)
Address:
350 Madison Avenue, 14th Floor
New York, NY, 10017
New York, NY, 10017