Form D · Other Investment Fund

SFM Preferred Unit Holdings, LLC

Phoenix, AZ · CIK 0001495432

Offering snapshot reported Jan 5, 2011 · SEC filing

Reported sold
$53.3M
Offering amount: $53.3M
Investors reported
282
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jun 4, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$26.7M$53.3MJul 1, 2010: $7,110,378.00Jul 1, 2010Jan 5, 2011: $53,332,856.00Jan 5, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$7,110,378 → $53,332,856
  • Reported investors33 → 282

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 5, 2011Amendment$53,332,856$46,222,478vs Jul 1, 2010282SEC filing
Jul 1, 2010Initial$7,110,378No comparison33SEC filing

Offering details

Securities
Equity
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$166K
Finders' fees
$0
Form D file number
021-144287
A portion of the total amount sold represents conversion of notes payable to the Manager of the Issuer and the Manager of the Manager of the Issuer.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Aaron P. Brodt5017914Meridian United Capital, LLC · CRD 122924
Zachary S. Brodt5228473Meridian United Capital, LLC · CRD 122924
Adam J. Sellens2606272Meridian United Capital, LLC · CRD 122924
Scott W. Reed3007033Meridian United Capital, LLC · CRD 122924
Patrick Riley5662138Meridian United Capital, LLC · CRD 122924

Source: Form D, filed Jan 5, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Bradley A. Denton Executive
Doug Sanders Executive

Issuer details

Industry: Other (See others in industry)

Address:
11811 N. Tatum Blvd. Suite 2400
Phoenix, AZ, 85028