Form D · Hedge Fund

SEVEN LOCKS FUND LP

New York, NY · CIK 0001460176

Offering snapshot reported Mar 1, 2016 · SEC filing

Reported sold: $28.6M
Investors reported: 15
Minimum accepted: $1
First sale: Mar 1, 2009

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 1, 2016	Initial	$28,612,827	No comparison	15	SEC filing
Mar 3, 2015	Amendment	$28,612,827	$40,000vs Mar 10, 2014	15	SEC filing
Mar 10, 2014	Amendment	$28,572,827	$1,070,000vs Mar 11, 2013	15	SEC filing
Mar 11, 2013	Amendment	$27,502,827	$375,000vs Mar 9, 2012	12	SEC filing
Mar 9, 2012	Initial	$27,127,827	No comparison	12	SEC filing
Mar 11, 2011	Amendment	$25,425,000	$310,000vs Mar 11, 2010	6	SEC filing
Mar 11, 2010	Amendment	$25,115,000	No comparison	5	SEC filing
Mar 13, 2009	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $982 (estimated)
Finders' fees: $0
Form D file number: 021-258341

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
SILVER LEAF PARTNERS, LLC	126694

Source: Form D, filed Mar 1, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SEVEN LOCKS FUND LP

Investment adviser: SEVEN LOCKS CAPITAL MANAGEMENT LP

Gross asset value: $5.84M
Beneficial owners: 10
ADV minimum commitment: $3M

Reported in Form ADV on Apr 17, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ORANGEFIELD COLUMBUS AVENUE CONSULTING LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE GRAND CAYMAN, Cayman Islands

Custodian FIRST REPUBLIC BANK NEW YORK, New York, United States Related to adviser: No

Marketer SILVER LEAF PARTNERS, LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

SILVER LEAF PARTNERS, LLC
CRD 126694 · SEC 8-65902

Filing source

Form ADV 911919 · Apr 17, 2015 · Schedule D 7.B.(1), fund 805-9227795186

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Andrew Goldman	Executive, Promoter
Michael O'brien	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

340 Madison Avenue 10 Th Floor
New York, NY, 10173