Form D · Other Banking and Financial Services

Service Finance Funding III, LLC

Boca Raton, FL · CIK 0001498213

Offering snapshot reported Apr 18, 2011 · SEC filing

Reported sold
$6.5M
Offering amount: $10M
Investors reported
61
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Aug 4, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$3.25M$6.5MMar 16, 2011: $4,444,000.00Mar 16, 2011Mar 17, 2011: $4,469,000.00Mar 22, 2011: $4,634,000.00Mar 23, 2011: $4,684,000.00Mar 28, 2011: $4,709,000.00Apr 1, 2011: $4,744,000.00Apr 4, 2011: $5,004,000.00Apr 7, 2011: $6,054,000.00Apr 14, 2011: $6,354,000.00Apr 18, 2011: $6,504,000.00Apr 18, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$6,354,000 → $6,504,000
  • Reported investors59 → 61

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 18, 2011Amendment$6,504,000$150,000vs Apr 14, 201161SEC filing
Apr 14, 2011Amendment$6,354,000$300,000vs Apr 7, 201159SEC filing
Apr 7, 2011Amendment$6,054,000$1,050,000vs Apr 4, 201156SEC filing
Apr 4, 2011Amendment$5,004,000$260,000vs Apr 1, 201154SEC filing
Apr 1, 2011Amendment$4,744,000$35,000vs Mar 28, 201151SEC filing
Mar 28, 2011Amendment$4,709,000$25,000vs Mar 23, 201150SEC filing
Mar 23, 2011Amendment$4,684,000$50,000vs Mar 22, 201149SEC filing
Mar 22, 2011Amendment$4,634,000$165,000vs Mar 17, 201148SEC filing
Mar 17, 2011Amendment$4,469,000$25,000vs Mar 16, 201145SEC filing
Mar 16, 2011Initial$4,444,000No comparison44SEC filing
Mar 10, 2011Amendment$4,394,000$157,000vs Mar 3, 201143SEC filing
Mar 3, 2011Initial$4,237,000No comparison41SEC filing
Feb 25, 2011Amendment$4,067,000$50,000vs Feb 23, 201139SEC filing
Feb 23, 2011Amendment$4,017,000$150,000vs Feb 17, 201138SEC filing
Feb 17, 2011Amendment$3,867,000$100,000vs Feb 7, 201136SEC filing
Feb 7, 2011Amendment$3,767,000$100,000vs Jan 28, 201135SEC filing
Jan 28, 2011Amendment$3,667,000$25,000vs Jan 27, 201134SEC filing
Jan 27, 2011Amendment$3,642,000$202,000vs Jan 21, 201133SEC filing
Jan 21, 2011Amendment$3,440,000$525,000vs Jan 13, 201129SEC filing
Jan 13, 2011Amendment$2,915,000$25,000vs Jan 12, 201128SEC filing
Jan 12, 2011Amendment$2,890,000$500,000vs Jan 5, 201128SEC filing
Jan 5, 2011Amendment$2,390,000$25,000vs Dec 30, 201027SEC filing
Dec 30, 2010Amendment$2,365,000$100,000vs Dec 28, 201027SEC filing
Dec 28, 2010Amendment$2,265,000$50,000vs Dec 23, 201026SEC filing
Dec 23, 2010Amendment$2,215,000$175,000vs Dec 21, 201024SEC filing
Dec 21, 2010Amendment$2,040,000$50,000vs Dec 13, 201021SEC filing
Dec 13, 2010Amendment$1,990,000$25,000vs Nov 29, 201020SEC filing
Nov 29, 2010Amendment$1,965,000$50,000vs Nov 23, 201019SEC filing
Nov 23, 2010Amendment$1,915,000$50,000vs Nov 22, 201018SEC filing
Nov 22, 2010Amendment$1,865,000$25,000vs Nov 15, 201017SEC filing
Nov 15, 2010Amendment$1,840,000$25,000vs Nov 5, 201017SEC filing
Nov 5, 2010Amendment$1,815,000$30,000vs Oct 29, 201017SEC filing
Oct 29, 2010Amendment$1,785,000$325,000vs Oct 19, 201016SEC filing
Oct 19, 2010Amendment$1,460,000$150,000vs Oct 18, 201010SEC filing
Oct 18, 2010Amendment$1,310,000$25,000vs Oct 8, 20109SEC filing
Oct 8, 2010Amendment$1,285,000$25,000vs Oct 4, 20108SEC filing
Oct 8, 2010Amendment$1,285,000$0vs Oct 8, 20108SEC filing
Oct 4, 2010Amendment$1,260,000$125,000vs Sep 17, 20107SEC filing
Sep 17, 2010Amendment$1,135,000$110,000vs Sep 10, 20107SEC filing
Sep 10, 2010Amendment$1,025,000$50,000vs Sep 7, 20105SEC filing
Sep 7, 2010Amendment$975,000$750,000vs Aug 26, 20103SEC filing
Aug 26, 2010Amendment$225,000$200,000vs Aug 18, 20102SEC filing
Aug 18, 2010Amendment$25,000-$75,000vs Aug 4, 20101SEC filing
Aug 4, 2010Initial$100,000No comparison0SEC filing

Offering details

Securities
Debt
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$520K
Finders' fees
$65K
Form D file number
021-156821

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Dwayne M. Tidwell2612587Sunbelt Securities · CRD 42180
Philip A. Gibson2905474newbridge Securities Corporation · CRD 104065
David P. Diehl2604969First Libberties Financial · CRD 14432
James Billings3053739Resource Horizons Group LLC · CRD 104368
John G. Forrester Jr.728188Newbridge Securities Corporation · CRD 104065
Vincent K. Annable1033573Newridge Securities Corporation · CRD 104065
Craig S. Balsam2680237Newbridge Securities Corporation · CRD 104065
Ricahrd A D'Andrea4819887Newbridge Securities Corporation · CRD 104065
Lewis J. Stein2926949Newbridge Securities Corporation · CRD 104065
Thomas P. Smith429070Newbridge Secuities Corporation · CRD 104065
Saverio M. Martiradonna1986361Newbridge Securities Corporation · CRD 104065
Lawrence M. Margolin2772361Newbridge Securities Corp · CRD 104065
Daniel S Pikula2563165Newbridge Securities · CRD 2563165
daniel Morales1888522Newbridge Securities Corporation · CRD 104065
James L Godrey4499836Resource Horizaons Group LLC · CRD 104368
chalres W Rawl2606069Sunbelt Securities Inc · CRD 42180
James P Saar1358375Newbridge Securities · CRD 104065
James S Lockhard4415115Harbor Light Securities LLC · CRD 130227
Howard G Yeager2276310Newbridge Securities · CRD 104065
Austin R Dutton JR2739167Newbridge Securities · CRD 104065
Lorie L Dietz1784068NelsonReid Inc · CRD 45503
Tim Sampson2296810Resource Horizons Group LLC · CRD 104368

Source: Form D, filed Apr 18, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Mark Elliot Berch Executive

Issuer details

Industry: Other Banking and Financial Services (See others in industry)

Address:
555 South Federal Highway Suite 200
Boca Raton, FL, 33432