Form D · Other Banking and Financial Services

Service Finance Funding II, LLC

Boca Raton, FL · CIK 0001473057

Offering snapshot reported Jul 13, 2010 · SEC filing

Reported sold
$2.91M
Offering amount: $10M
Investors reported
52
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Sep 22, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.46M$2.91MJun 4, 2010: $2,635,776.00Jun 4, 2010Jun 11, 2010: $2,835,776.00Jun 11, 2010Jul 2, 2010: $2,860,776.00Jul 2, 2010Jul 13, 2010: $2,910,776.00Jul 13, 2010

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,860,776 → $2,910,776
  • Reported investors51 → 52

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 13, 2010Amendment$2,910,776$50,000vs Jul 2, 201052SEC filing
Jul 2, 2010Amendment$2,860,776$25,000vs Jun 11, 201051SEC filing
Jun 11, 2010Amendment$2,835,776$200,000vs Jun 4, 201050SEC filing
Jun 4, 2010Initial$2,635,776No comparison46SEC filing
Jun 2, 2010Amendment$2,535,776$50,000vs Jun 1, 201045SEC filing
Jun 1, 2010Amendment$2,485,776$25,000vs May 24, 201044SEC filing
May 24, 2010Amendment$2,460,776$57,000vs May 18, 201043SEC filing
May 18, 2010Amendment$2,403,776$25,000vs Apr 7, 201042SEC filing
Apr 7, 2010Amendment$2,378,776$55,000vs Mar 10, 201041SEC filing
Mar 10, 2010Amendment$2,323,776$570,000vs Mar 9, 201039SEC filing
Mar 9, 2010Amendment$1,753,776$77,000vs Feb 19, 201036SEC filing
Feb 19, 2010Amendment$1,676,776$100,000vs Jan 28, 201034SEC filing
Jan 28, 2010Amendment$1,576,776$50,000vs Jan 27, 201033SEC filing
Jan 27, 2010Amendment$1,526,776$50,000vs Jan 4, 201031SEC filing
Jan 4, 2010Amendment$1,476,776$50,000vs Dec 14, 200930SEC filing
Dec 14, 2009Amendment$1,426,776$25,000vs Dec 4, 200929SEC filing
Dec 4, 2009Amendment$1,401,776$180,000vs Nov 27, 200928SEC filing
Nov 27, 2009Amendment$1,221,776$25,000vs Nov 27, 200925SEC filing
Nov 27, 2009Amendment$1,196,776$225,000vs Nov 13, 200924SEC filing
Nov 13, 2009Amendment$971,776$40,000vs Nov 12, 200921SEC filing
Nov 12, 2009Amendment$931,776$125,000vs Oct 29, 200920SEC filing
Oct 29, 2009Initial$806,776No comparison15SEC filing
Oct 27, 2009Amendment$731,376$30,000vs Oct 20, 200912SEC filing
Oct 20, 2009Amendment$701,376$196,376vs Oct 2, 200911SEC filing
Oct 2, 2009Amendment$505,000$80,000vs Sep 25, 20099SEC filing
Sep 25, 2009Initial$425,000No comparison9SEC filing

Offering details

Securities
Debt
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$262K
Finders' fees
$0
Form D file number
021-142987

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Legent Clearing LLC117176Newbridge Securities Corp · CRD 104065
S Barry Shellington843092Newbridge Securities Corp · CRD 104065
Lewis Stein2926949NewBridge Securities Corp · CRD 104065
Philip A. Gibson2905474Newbridge Securities · CRD 104065
Saverio M. Martirandonna1986361Newbridge Securities Corp · CRD 104065
Robert Vincent Kromer JR1448765Workman Securities Corp · CRD 31898
Vincent Keith Annable1033573Newbridge Securities Corporation · CRD 104065
Lawrence M. Margolin2772361Newbridge Securities Corporation · CRD 104065
Joshua M Wiggins2364058Newbridge Securities Corporation · CRD 104065
Thomas J. Casolaro1812805Newbridge Securities · CRD 104065
David P. Diehl2604969Workman Securities Corporation · CRD 31898
Daniel S. Pikula2563165Newbridge Securites Corporation · CRD 104065
Dwight A. Smith5642031Workman Securities · CRD 31898
Craig R. Janson1532560Workman Securites · CRD 31898
Jason B. Turner4722729Newbride Securities Corp · CRD 104065
Stewart Ginn4503197Newbridge Securities Corp · CRD 104065
Larry I. Behrends16971United Equity Securities, LLC · CRD 47261
Dwayne M. Tidwell2612587Sunbelt Securities Inc · CRD 42180

Source: Form D, filed Jul 13, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Mark Elliot Berch Executive

Issuer details

Industry: Other Banking and Financial Services (See others in industry)

Address:
1956 Ne 5 Th Ave Suite 8
Boca Raton, FL, 33431