Form D · Other Banking and Financial Services

Service Finance Funding Advisor Class I, LLC

Boca Raton, X1 · CIK 0001471076

Offering snapshot reported Mar 21, 2011 · SEC filing

Reported sold
$4.32M
Offering amount: $10M
Investors reported
18
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Sep 14, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.16M$4.32MSep 15, 2009: $750,000.00Sep 15, 2009Oct 16, 2009: $800,000.00Nov 27, 2009: $1,050,000.00Jan 4, 2010: $1,100,000.00Apr 9, 2010: $1,200,000.00Apr 14, 2010: $1,300,000.00Jul 2, 2010: $1,340,000.00Sep 22, 2010: $1,440,000.00Sep 28, 2010: $1,690,000.00Dec 20, 2010: $1,940,000.00Dec 27, 2010: $3,444,000.00Jan 28, 2011: $3,544,000.00Feb 23, 2011: $3,794,000.00Mar 2, 2011: $4,219,000.00Mar 21, 2011: $4,319,000.00Mar 21, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$4,219,000 → $4,319,000
  • Reported investors17 → 18

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 21, 2011Amendment$4,319,000$100,000vs Mar 2, 201118SEC filing
Mar 2, 2011Amendment$4,219,000$425,000vs Feb 23, 201117SEC filing
Feb 23, 2011Amendment$3,794,000$250,000vs Jan 28, 201114SEC filing
Jan 28, 2011Amendment$3,544,000$100,000vs Dec 27, 201013SEC filing
Dec 27, 2010Amendment$3,444,000$1,504,000vs Dec 20, 201012SEC filing
Dec 20, 2010Amendment$1,940,000$250,000vs Sep 28, 201011SEC filing
Sep 28, 2010Amendment$1,690,000$250,000vs Sep 22, 201010SEC filing
Sep 22, 2010Amendment$1,440,000$100,000vs Jul 2, 20109SEC filing
Jul 2, 2010Amendment$1,340,000$40,000vs Apr 14, 20108SEC filing
Apr 14, 2010Amendment$1,300,000$100,000vs Apr 9, 20107SEC filing
Apr 9, 2010Amendment$1,200,000$100,000vs Jan 4, 20106SEC filing
Jan 4, 2010Amendment$1,100,000$50,000vs Nov 27, 20094SEC filing
Nov 27, 2009Amendment$1,050,000$250,000vs Oct 16, 20093SEC filing
Oct 16, 2009Amendment$800,000$50,000vs Sep 15, 20092SEC filing
Sep 15, 2009Initial$750,000No comparison1SEC filing

Offering details

Securities
Debt
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-134450

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Michael Seid-RIA2872749Martin Kelly Capital Mgt
Phil Hart-RIANonePerigon Wealth Mgmt LLC
Kevin ManzoNoneMartin Kelly Capital MGT
Joseph Caballero-RIANonePerigon Wealth Mangers, LLC

Source: Form D, filed Mar 21, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Mark Elliot Berch Executive

Issuer details

Industry: Other Banking and Financial Services (See others in industry)

Address:
555 South Federal Highway Suite 200
Boca Raton, X1, 33432