Form D · Other Technology

Serve Robotics Inc.

Redwood City, CA · CIK 0001957632

Offering snapshot reported May 8, 2023 · SEC filing

Reported sold
$3M
Offering amount: $3M
Investors reported
39
Form D · investor count
Minimum accepted
$5K
Reported outside-investor minimum
First sale
Apr 21, 2023
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.5M$3MMay 4, 2023: $3,001,500.00May 4, 2023May 8, 2023: $3,001,500.00May 8, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 8, 2023Amendment$3,001,500$0vs May 4, 202339SEC filing
May 4, 2023Initial$3,001,500No comparison39SEC filing

Offering details

Securities
Debt, Option to acquire
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$239K
Finders' fees
$0
Form D file number
021-480864
In connection with the transaction, Network 1 Financial Securities, Inc. received placement agent fees in the aggregate amount of $119,700, and Laidlaw & Company (UK) Ltd. received introducing broker fees in the aggregate amount of $119,700.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Network 1 Financial Securities, Inc.13577
Laidlaw & Company (UK) Ltd.119037

Source: Form D, filed May 8, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
James Buckly Jordan Director
Ali Kashani Director, Executive
Touraj Parang Director, Executive

Issuer details

Industry: Other Technology (See others in industry)

Address:
730 Broadway
Redwood City, CA, 94063