Form D · Private Equity Fund
Serra Capital III (SBIC), L.P.
Champaign, IL · CIK 0001758848
Offering snapshot reported Nov 15, 2018 · SEC filing
- Reported sold
- $5.5M Indefinite offering
- Investors reported
- 23 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Nov 2, 2018 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 15, 2018 | Initial | $5,500,000 | No comparison | 23 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-325917
Source: Form D, filed Nov 15, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
SERRA CAPITAL III (SBIC), L.P.
Investment adviser: SERRA VENTURES, LLC
- Gross asset value
- $25.3M
- Beneficial owners
- 93
- ADV minimum commitment
- $25K
Reported in Form ADV on Jun 11, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- No
- External marketing
- No
CLIFTONLARSONALLEN
PCAOB 655
Filing source
Form ADV 2112878 · Jun 11, 2026 · Schedule D 7.B.(1), fund 805-2665509041
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Dennis E. Beard | Executive |
| Stephen Beck | Executive |
| Timothy C. Hoerr | Executive |
| Robert A. Schultz | Executive |
| N/A Serra Partners Iii Sbic, Llc | Executive |
| N/A Serra Ventures, Llc | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Champaign, IL, 61820