Form D · Other Technology

Serious Energy, Inc.

Sunnyvale, CA · CIK 0001418835

Offering snapshot reported Nov 21, 2011 · SEC filing

Reported sold
$2.97M
Offering amount: $34M
Investors reported
10
Form D · investor count
Minimum accepted
$1
Reported outside-investor minimum
First sale
Jul 22, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.48M$2.97MAug 3, 2011: $0.00Aug 3, 2011Nov 21, 2011: $2,967,224.00Nov 21, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$0 → $2,967,224

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 21, 2011Amendment$2,967,224$2,967,224vs Aug 3, 201110SEC filing
Aug 3, 2011Initial$0No comparison10SEC filing
Jun 28, 2010Initial$19,829,180No comparison10SEC filing
Nov 6, 2009Amendment$64,094,992$23,391,431vs Aug 31, 200910SEC filing
Aug 31, 2009Initial$40,703,561No comparison6SEC filing
Nov 15, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$164K (estimated)
Finders' fees
$0
Form D file number
021-163899

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Advance Equities, Inc.35545

Source: Form D, filed Nov 21, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John Babcock Director
Forest Baskett Director
Michael Danaher Executive
Thomas E Galuhn Director
Paul Holland Director
Reed Hundt Director
William Mc Donough Director
William Mc Dunough Director
Mark Mitchell Executive
Patrick Murray Executive
Nick Olmsted Executive
Marc Porat Director
Kevin Surace Director, Executive
Alan H Thielemann Director

Issuer details

Industry: Other Technology (See others in industry)

Address:
1250 Elko Drive
Sunnyvale, CA, 94089