Form D · Other Technology

SERIOUS INTEGRATED, INC.

Gilbert, AZ · CIK 0001518486

Offering snapshot reported Apr 23, 2019 · SEC filing

Reported sold
$6.43M
Offering amount: $6.98M
Investors reported
10
Form D · investor count
Minimum accepted
$1K
Reported outside-investor minimum
First sale
Aug 4, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$3.22M$6.43MAug 17, 2016: $2,267,574.00Aug 17, 2016Nov 13, 2017: $4,935,601.00Nov 13, 2017Jun 29, 2018: $5,681,917.00Jun 29, 2018Apr 23, 2019: $6,432,666.00Apr 23, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$5,681,917 → $6,432,666

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 23, 2019Amendment$6,432,666$750,749vs Jun 29, 201810SEC filing
Jun 29, 2018Amendment$5,681,917$746,316vs Nov 13, 201710SEC filing
Nov 13, 2017Amendment$4,935,601$2,668,027vs Aug 17, 201610SEC filing
Aug 17, 2016Initial$2,267,574No comparison1SEC filing
Aug 17, 2016Initial$2,116,249No comparison32SEC filing
Feb 22, 2016Initial$250,000No comparison4SEC filing
Oct 14, 2014Initial$661,775No comparison16SEC filing
Oct 10, 2014Amendment$620,250$205,000vs Oct 18, 201316SEC filing
Oct 18, 2013Initial$415,250No comparison12SEC filing
Dec 21, 2011Initial$0No comparison4SEC filing
Apr 20, 2011Initial$25,000No comparison1SEC filing

Offering details

Securities
Equity, Other
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$275K
Form D file number
021-269046
Series A Preferred Stock and the Common Stock into which the Series A Preferred Stock may be converted and Warrants to Purchase Series A Preferred Stock.
Broker received $274,748.21and Warrants to Purchase 1,017,586 shares of A1 Preferred Stock of the Issuer as a success fee for closings under the offering.

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Colorado Financial Service Corporation104343

Source: Form D, filed Apr 23, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Warren Bergen Director
Thomas R. Franz Director
Gregg Lahti Director
Scott Mac Donald Director
Michael Rap Executive
Whitney Rockley Director
Whitley Rockley Director
Brad Stevens Executive
Terry D. West Director, Executive

Issuer details

Industry: Other Technology (See others in industry)

Address:
576 E. Germann Rd.
Gilbert, AZ, 85297