Form D · Other
Series Fund C, a series of UM Pre-IPO Portfolio Fund II LLC
New York, NY · CIK 0001979649
Offering snapshot reported May 31, 2023 · SEC filing
- Reported sold
- Yet to sell Indefinite offering
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 31, 2023 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06c
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-483032
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Upmarket Securities LLC | None | Upmarket Securities LLC · CRD 295634 |
Source: Form D, filed May 31, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
SERIES FUND C, A SERIES OF UM PRE-IPO PORTFOLIO FUND II LLC
Investment adviser: UPMARKET MANAGEMENT LLC
- Gross asset value
- $2.43M
- Beneficial owners
- 18
- ADV minimum commitment
- $50K
Reported in Form ADV on Jul 3, 2025. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- Yes
EAST WEST BANK
LEI F28JOQ8OBWCFUYM0UX93
UPMARKET SECURITIES LLC
CRD 295634 · SEC 8-70120
Filing source
Form ADV 1978358 · Jul 3, 2025 · Schedule D 7.B.(1), fund 805-4164084357
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Hui Chen | Director |
Issuer details
Industry: Other (See others in industry)
Address:New York, NY, 10001