Form D · Hedge Fund

Series B NorCap Opportunities Fund

Dallas, TX · CIK 0001893055

Offering snapshot reported Nov 15, 2021 · SEC filing

Reported sold: $3.97M
Investors reported: 7
Minimum accepted: $500K
First sale: Jun 1, 2021

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 15, 2021	Initial	$3,965,639	No comparison	7	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $15K (estimated)
Form D file number: 021-421157

Source: Form D, filed Nov 15, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SERIES B: NORCAP OPPORTUNITIES FUND

Investment adviser: NORCAP INVESTMENT MANAGEMENT, L.P.

Gross asset value: $0
Beneficial owners: 0
ADV minimum commitment: $500K

Reported in Form ADV on Nov 1, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING, INC. OAK BROOK, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WEAVER AND TIDWELL, L.L.P. DALLAS, Texas, United States

Custodian INWOOD NATIONAL BANK DALLAS, Texas, United States Related to adviser: No

Prime broker J.P. MORGAN SECURITIES LLC SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WEAVER AND TIDWELL, L.L.P.
PCAOB 410

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Filing source

Form ADV 1793120 · Nov 1, 2023 · Schedule D 7.B.(1), fund 805-2562332814

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
David Norcom	Director, Executive
James Bolton Walters	Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Campbell Centre I Suite 725
Dallas, TX, 75206