Form D · Hedge Fund
Series A PI, as series of BTA US Series Platform, LLC
New York, NY · CIK 0001659331
Offering snapshot reported Jan 22, 2018 · SEC filing
- Reported sold
- Yet to sell Indefinite offering
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 22, 2018 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Jan 20, 2017 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Dec 8, 2016 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Dec 8, 2015 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $75K
- Finders' fees
- $0
- Form D file number
- 021-252657
This includes the sum of any monthly retainer and/or sales commissions paid to licensed registered representatives. This excludes any internal marketing staff who may be paid compensation, but not commission, for their duties.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| George Szele | 2375429 | Carrollton Capital Partners, LLC · CRD 165470 |
Source: Form D, filed Jan 22, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Bta Investment Advisors, Llc | Promoter |
| N/A Concorde Asset Management, Ltd. | Promoter |
| Clarke Gray | Executive |
| Paul M. Toldalagi | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
733 Third Avenue 15 Th Floor
New York, NY, 10017
New York, NY, 10017