Form D · Other

Series A, a series of UM AI & Frontier Technology Fund LLC

New York, NY · CIK 0002052899

Offering snapshot reported Jan 22, 2025 · SEC filing

Reported sold
$1.25M
Indefinite offering
Investors reported
12
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Nov 14, 2024
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 22, 2025Initial$1,250,000No comparison12SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06c
Duration over one year
No
Business combination
No
Sales commissions
$37.5K (estimated)
Finders' fees
$0
Form D file number
021-535944

Source: Form D, filed Jan 22, 2025. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

UM AI & FRONTIER TECHNOLOGY FUND LLC

Investment adviser: UPMARKET MANAGEMENT LLC

Gross asset value
$6.31M
Beneficial owners
34
ADV minimum commitment
$100K

Reported in Form ADV on Jul 3, 2025. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Custodian EAST WEST BANK PASADENA, California, United States Related to adviser: No
Marketer UPMARKET SECURITIES LLC MILPITAS, California, United States Related to adviser: Yes
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

EAST WEST BANK
LEI F28JOQ8OBWCFUYM0UX93

UPMARKET SECURITIES LLC
CRD 295634 · SEC 8-70120

Filing source

Form ADV 1978358 · Jul 3, 2025 · Schedule D 7.B.(1), fund 805-8487954472

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Hui Chen Director

Issuer details

Industry: Other (See others in industry)

Address:
1325 Avenue Of The Americas #2719
New York, NY, 10019