Form D · Hedge Fund

Series 2 (SLC Management Core Fixed Income with Defensive Risk Premia)

New York, NY · CIK 0001732051

Offering snapshot reported Aug 17, 2023 · SEC filing

Reported sold
$20M
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$25M
Reported outside-investor minimum
First sale
Feb 12, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$10M$20MAug 17, 2021: $20,001,000.00Aug 17, 2021Aug 22, 2022: $20,001,000.00Aug 22, 2022Aug 17, 2023: $20,001,000.00Aug 17, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 17, 2023Amendment$20,001,000$0vs Aug 22, 20222SEC filing
Aug 22, 2022Amendment$20,001,000$0vs Aug 17, 20212SEC filing
Aug 17, 2021Amendment$20,001,000No comparisonNot reportedSEC filing
Aug 18, 2020Amendment$20,000,000$0vs Mar 22, 20191SEC filing
Mar 22, 2019Amendment$20,000,000$0vs Feb 23, 20181SEC filing
Feb 23, 2018Initial$20,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-306337
The minimum investment amount may be waived at the discretion of the Manager.

Source: Form D, filed Aug 17, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SERIES 2 SLC MANAGEMENT CORE FIXED INCOME WITH DEFENSIVE RISK PREMIA

Investment adviser: SUN LIFE CAPITAL MANAGEMENT (U.S.) LLC

Gross asset value
$11.6M
Beneficial owners
2
ADV minimum commitment
$25M

Reported in Form ADV on Mar 28, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK AND TRUST COMPANY KANSAS CITY, Missouri, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHÉ LLP BOSTON, Massachusetts, United States
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DELOITTE & TOUCHÉ LLP
PCAOB 34

Filing source

Form ADV 1853425 · Mar 28, 2024 · Schedule D 7.B.(1), fund 805-9768888245

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Richard Familetti Executive
Thomas Keresztes Executive
Tom Murphy Executive
N/A Ryan Labs Asset Management Inc. Executive
N/A Sun Life Capital Management (U.S.) Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
500 Fifth Avenue Suite 2500
New York, NY, 10110