Form D · Hedge Fund

Serendiv Offshore Fund, Ltd.

Grand Cayman Ky1 9007, E9 · CIK 0001497262

Offering snapshot reported Nov 4, 2011 · SEC filing

Reported sold
$6.65M
Indefinite offering
Investors reported
4
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Nov 1, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$3.33M$6.65MNov 5, 2010: $4,000,000.00Nov 5, 2010Nov 4, 2011: $6,650,000.00Nov 4, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$4,000,000 → $6,650,000
  • Reported investors1 → 4

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 4, 2011Amendment$6,650,000$2,650,000vs Nov 5, 20104SEC filing
Nov 5, 2010Initial$4,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-150059
The individuals listed in Item 12 above are paid directly or indirectly commissions or similar sales compensation equal to a percentage of the fee paid to the investment manager from the assets under management and/or the incentive allocation.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Joshua Nabatian4974508Gotbetter Capital Markets, LLC · CRD 20680
Peter H. Chapman705757CDK Financial Services, LLC · CRD 124333
John Youngblood1335335Gallatin Capital, LLC · CRD 124738

Source: Form D, filed Nov 4, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Evan Burtton Director
Philip Hughes Director
Inderjit Singh Director
Dilan Siritunga Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Ogier Fiduciary Services Limited 89 Nexus Way, Camana Bay
Grand Cayman Ky1 9007, E9, BWI