Form D · Other Health Care

SERA PROGNOSTICS, INC.

Salt Lake City, UT · CIK 0001534969

Offering snapshot reported May 11, 2021 · SEC filing

Reported sold
$100M
Offering amount: $100M
Investors reported
16
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Feb 23, 2021
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$50.1M$100MApr 5, 2021: $61,500,000.00Apr 5, 2021May 11, 2021: $100,299,976.00May 11, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$61,500,000 → $100,299,976

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 11, 2021Amendment$100,299,976$38,799,976vs Apr 5, 202116SEC filing
Apr 5, 2021Initial$61,500,000No comparisonNot reportedSEC filing
Feb 27, 2020Amendment$51,768,245$25,997,792vs Aug 7, 201928SEC filing
Aug 7, 2019Initial$25,770,453No comparison18SEC filing
Mar 8, 2019Initial$6,400,000No comparison1SEC filing
Dec 6, 2018Initial$7,573,369No comparison12SEC filing
Jan 23, 2017Initial$22,737,347No comparison5SEC filing
Nov 18, 2014Initial$5,000,000No comparison15SEC filing
Jun 10, 2014Initial$9,156,865No comparison15SEC filing
Mar 13, 2014Amendment$4,500,000$3,250,000vs Oct 2, 201311SEC filing
Oct 2, 2013Initial$1,250,000No comparison11SEC filing
Nov 20, 2012Amendment$10,229,985$0vs Nov 21, 201115SEC filing
Nov 21, 2011Initial$10,229,985No comparison15SEC filing

Offering details

Securities
Equity, Debt, Option to acquire, Security to be acquired
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-394633

Source: Form D, filed May 11, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Elizabeth Canis Director
Gregory C. Critchfield Director, Executive
Dennis B. Farrar Director
Douglas Fisher Executive
Kim Kamdar Director
Charles Kennedy Director
Michael Minahan Director
Mansoor Mirza Director
Jay Moyes Executive
Richard L. Novak Director
Arnold Oronsky, Ph.D. Director
Mark J. Ostrowski Executive
Joshua Phillips Director
Andrew A. Sauter Executive
Joseph Siletto Director
Ryan M. Trimble Director
Marcus Wilson Director

Issuer details

Industry: Other Health Care (See others in industry)

Address:
2749 E. Parleys Way Suite 200
Salt Lake City, UT, 84109