Form D · Other
SEQUENTIAL BRANDS GROUP, INC.
New York, NY · CIK 0000791770
Offering snapshot reported Aug 7, 2013 · SEC filing
- Reported sold
- $44M Offering amount: $44M
- Investors reported
- 13 Form D · investor count
- Minimum accepted
- $35K Reported outside-investor minimum
- First sale
- Jul 26, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 7, 2013 | Initial | $44,000,000 | No comparison | 13 | SEC filing |
| Jan 22, 2013 | Initial | $22,350,001 | No comparison | 17 | SEC filing |
| Mar 12, 2012 | Initial | $14,500,000 | No comparison | 1 | SEC filing |
| Dec 7, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Dec 7, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $2.42M
- Finders' fees
- $0
- Form D file number
- 021-200889
The sales commissions include fees paid to both MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and Brean Capital, LLC.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 7691 | |
| Brean Capital, LLC | 23723 |
Source: Form D, filed Aug 7, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Colin Dyne | Director, Executive |
| Matthew Eby | Director |
| Richard Gersten | Director |
| Al Gossett | Director |
| Gary Johnson | Director |
| Gary Klein | Executive |
| Stewart Leonard, Jr. | Director |
| Yehuda Shmidman | Director, Executive |
| Andrea Sobel | Executive |
| William Sweedler | Director |
| Susan White | Director |
Issuer details
Industry: Other (See others in industry)
Address:
1065 Avenue Of Americas 30 Th Floor
New York, NY, 10018
New York, NY, 10018