Form D · Hedge Fund

Seneca Capital International Ltd

Grand Cayman, E9 · CIK 0001393973

Offering snapshot reported Mar 16, 2015 · SEC filing

Reported sold
$750M
Indefinite offering
Investors reported
99
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Jan 31, 1996
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$375M$750MMar 26, 2010: $703,001,407.00Mar 26, 2010Mar 10, 2011: $705,017,381.00Mar 10, 2011Mar 6, 2012: $724,062,657.00Mar 6, 2012Mar 19, 2013: $748,767,496.00Mar 19, 2013Mar 18, 2014: $748,774,555.00Mar 18, 2014Mar 16, 2015: $749,825,555.00Mar 16, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$748,774,555 → $749,825,555
  • Reported investors98 → 99

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 16, 2015Amendment$749,825,555$1,051,000vs Mar 18, 201499SEC filing
Mar 18, 2014Amendment$748,774,555$7,059vs Mar 19, 201398SEC filing
Mar 19, 2013Amendment$748,767,496$24,704,839vs Mar 6, 201296SEC filing
Mar 6, 2012Amendment$724,062,657$19,045,276vs Mar 10, 201193SEC filing
Mar 10, 2011Amendment$705,017,381$2,015,974vs Mar 26, 201087SEC filing
Mar 26, 2010Amendment$703,001,407No comparison84SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-128883
The amount sold and the number of investors in this Form D reflect only sales to US investors. Redemptions and/or withdrawals are not taken into consideration.
Shares. The minimum investment reflected in Item 11 may be modified at the discretion of the Issuer's Board of Directors.

Source: Form D, filed Mar 16, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SENECA CAPITAL INTERNATIONAL, LTD.

Investment adviser: SENECA CAPITAL INVESTMENTS, L.P.

Gross asset value
$58.7M
Beneficial owners
1
ADV minimum commitment
$5M

Reported in Form ADV on Mar 29, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MORGAN STANLEY FUND SERVICES (BERMUDA) LTD DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BDO CAYMAN ISLANDS GRAND CAYMAN, Cayman Islands
Custodian CITIBANK NA NEW YORK, New York, United States Related to adviser: No
Custodian FIRST REPUBLIC BANK NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

J.P. MORGAN CLEARING CORP.
SEC 8-43724

MORGAN STANLEY & CO. LLC
SEC 8-15869

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 991347 · Mar 29, 2016 · Schedule D 7.B.(1), fund 805-9504322127

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Michael R. Anastasio, Jr. Director
George Fox Director
Douglas A. Hirsch Promoter
Arthur E. M. Jones Director
Jennifer N/A Kelly Director
Philip Marber Director
N/A Seneca Capital Investments, L.P. Promoter
Trevor J. Williams Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Maples Corporate Services Limited Box 309, Ugland House
Grand Cayman, E9, KY1 1104