Form D · Hedge Fund

Semper Alternative Asset Opportunity Fund (Delaware), L.P.

New York, NY · CIK 0001677407

Offering snapshot reported Jul 13, 2017 · SEC filing

Reported sold
$22.3M
Indefinite offering
Investors reported
4
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Jun 1, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$11.2M$22.3MJun 20, 2016: $20,000,000.00Jun 20, 2016Jul 13, 2017: $22,346,975.00Jul 13, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$20,000,000 → $22,346,975
  • Reported investors1 → 4

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 13, 2017Amendment$22,346,975$2,346,975vs Jun 20, 20164SEC filing
Jun 20, 2016Initial$20,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-265406
Clarification of Item 11 - The minimum initial capital contribution may be reduced in the sole discretion of the General Partner, but not below $100,000.
Pursuant to a Placement Agent Agreement, CAVU Securities, LLC is entitled to fees based on a percentage of the management fee, advisory fee, and other amounts earned by the Fund that are currently indeterminable and not readily estimated.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Stuart Patterson4309118CAVU Securities, LLC · CRD 6906
Mitch Baruchowitz4959894CAVU Securities, LLC · CRD 6906
Jon Slogoff2524730CAVU Securities, LLC · CRD 6906
NoneNoneCAVU Securities, LLC · CRD 6906

Source: Form D, filed Jul 13, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Gregory Ellis Executive
Gregory A. Parsons Executive
N/A Semper Alternative Aset Opportunity Feeder Fund Gp, Llc Executive
N/A Semper Alternative Asset Opportunity Feeder Fund Gp, Llc Executive
N/A Semper Capital Management, L.P. Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
52 Vanderbilt Avenue, Suite 401
New York, NY, 10017