Form D · Hedge Fund

Semper Active MBS Fund, Ltd.

George Town, E9 · CIK 0001590414

Offering snapshot reported Dec 4, 2015 · SEC filing

Reported sold
$6.6M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Nov 1, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$11.7M$23.4MNov 4, 2013: $23,425,940.00Nov 4, 2013Dec 4, 2013: $23,425,940.00Dec 4, 2014: $17,620,187.00Dec 4, 2014Dec 4, 2015: $6,604,975.00Dec 4, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$17,620,187 → $6,604,975
  • Reported investors2 → 1

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 4, 2015Amendment$6,604,975-$11,015,212vs Dec 4, 20141SEC filing
Dec 4, 2014Amendment$17,620,187-$5,805,753vs Dec 4, 20132SEC filing
Dec 4, 2013Amendment$23,425,940$0vs Nov 4, 20133SEC filing
Nov 4, 2013Initial$23,425,940No comparison3SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-205756
Clarification of Item 11: $50,000 is the minimum add'l investment. $1,000,000 is the minimum initial investment. The Bd of directors, in its sole discretion may accept subscriptions in lesser or greater amounts as initial or additional investment amounts.
Pursuant to a Placement Agent Agreement, CAVU Securities, LLC is entitled to fees based on a percentage of the management fee, advisory fee and other amounts earned by the Fund that are currently indeterminable and not readily estimated.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Stuart Patterson4309118CAVU Securities, LLC · CRD 6906
Mitch Baruchowitz4959894CAVU Securities, LLC · CRD 6906
Jon Slogoff2524730CAVU Securities, LLC · CRD 6906
N/ANoneCAVU Securities, LLC · CRD 6906

Source: Form D, filed Dec 4, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
David Bree Director
Gregory W. Ellis Director, Executive
Gregory A. Parsons Director
N/A Semper Capital Management, L.P. Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Intertrust Corp. Services (Cayman) Ltd. 190 Elgin Avenue
George Town, E9, KY1-9005