Form D · Other Technology
SELLPOINTS INC
Emeryville, CA · CIK 0001161700
Offering snapshot reported Sep 19, 2014 · SEC filing
- Reported sold
- $5.18M Offering amount: $7.8M
- Investors reported
- 26 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Sep 5, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 19, 2014 | Initial | $5,183,992 | No comparison | 26 | SEC filing |
| Jul 25, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Option to acquire
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $296K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-225061
Commission includes the issuance of a warrant to purchase Company equity securities
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Roth Capital Partners | 15407 | Roth Capital Partners · CRD 15407 |
Source: Form D, filed Sep 19, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Richard Adamczyk | Executive |
| Michael Bateman | Director |
| Steven Gold | Director |
| Dubose Montgomery | Director |
| Standish O'grady | Director |
| Brian O'keefe | Director, Executive |
Issuer details
Industry: Other Technology (See others in industry)
Address:
6550 Vallejo St. Suite 200
Emeryville, CA, 94608
Emeryville, CA, 94608