Form D · Hedge Fund

SELIGMAN HEALTH SPECTRUM PLUS FUND

Grand Cayman, E9 · CIK 0001417385

Offering snapshot reported May 13, 2014 · SEC filing

Reported sold: $111M
Investors reported: 29
Minimum accepted: $1M
First sale: Apr 1, 2007

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$108,977,116 → $110,592,680
Reported investors28 → 29

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 13, 2014	Amendment	$110,592,680	$1,615,564vs May 16, 2013	29	SEC filing
May 16, 2013	Amendment	$108,977,116	$50,217,736vs May 16, 2012	28	SEC filing
May 16, 2012	Amendment	$58,759,380	$0vs May 13, 2011	26	SEC filing
May 13, 2011	Amendment	$58,759,380	$810,000vs May 13, 2010	26	SEC filing
May 13, 2010	Amendment	$57,949,380	$13,500,000vs Mar 16, 2009	25	SEC filing
Mar 16, 2010	Amendment	$57,949,380	$13,500,000vs Mar 16, 2009	25	SEC filing
Mar 16, 2009	Amendment	$44,449,380	No comparison	Not reported	SEC filing
Oct 31, 2007	Paper	Not reported	No comparison	Not reported	SEC filing
Oct 31, 2007	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund, Other
Exemptions: 06b, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0
Form D file number: 021-110616

The total amount sold and the number of investors do not take redemptions and/or withdrawals into consideration.

Classes A-1 and A-2 Shares. The minimum amount reflected in Item 11 may be waived by the Investment Manager, but not below US$100,000

The persons listed in Item 12 are entitled to receive the front-end sales charges. Such amount cannot be estimated.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
N/A	None	Columbia Management Investment Distributors, Inc. · CRD 840

Source: Form D, filed May 13, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SELIGMAN HEALTH SPECTRUM PLUS FUND

Investment adviser: COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

Gross asset value: Not reported
Beneficial owners: Not reported
ADV minimum commitment: Not reported

Reported in Form ADV on Oct 1, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details

Annual audit: Not reported
Prime brokers: Not reported
Custodians: Not reported
Administrator other than the adviser: Not reported
External marketing: Not reported

Filing source

Form ADV 945057 · Oct 1, 2015 · Schedule D 7.B.(1), fund 805-4575751054

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
John Banks	Director
Joe V. Bannister	Director
Eric T. Brandt	Executive
N/A Columbia Management Investment Advisers, Llc	Promoter
Amy K. Johnson	Director
Christopher P. Keating	Director
David C. Litton	Director
Jeffrey F. Peters	Director
William F. Truscott	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Box 309, Ugland House, South Church St
Grand Cayman, E9, KY1-1104